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The MiFID II Compliance Solution for IFA Businesses

Date/Time

17/01/2018
12:30 pm - 2:00 pm

Location

Innovation Centre Medway
Maidstone Road
Rochester
ME5 9FD

Price

TBC

Area

Kent

Event Website/Booking Link

https://www.connect-it.co/events/

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Following on from our pre-deadline date presentation, this is a mop up event for those that were unable to attend. An obvious reminder that the 3rd of January will have passed so every call that is not compliant could cost you 15% of your turnover. That is EVERY call.

Is an hour of your time worth 15% of your turnover?

A free informative presentation of the options available to those in the Financial Advice Business.

The FCA have updated regulation for all firms that conduct investment business. They will therefore be affected by MiFID II, regardless of their current or future MiFID status. In essence, among other rules under the directive, all financial advisers giving advice over the telephone must record and securely store all telephone calls with clients or potential customers which may lead to a trade. Those calls must be securely stored for a period of 5 years. You will of course be aware that this must be implemented by 3rd January 2018.

The purpose of the event is not to take you through legislation, but to demonstrate to potential customers how Connect-it can help you to painlessly make the transition. You will also have an opportunity to meet with sector peers.

Please click above booking link to register for this key event.

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